Good financial advice compliance is rarely front-page news, but It doesn’t have to be boring. In this episode of The WealthTech Show, Cathi Harrison explains how tech can give us greater confidence in our systems and processes.
Are we misunderstanding what technology is adding to our compliance? And are the mergers and acquisitions in the advice market a good thing for clients? Cathi offers an honest perspective, while also explaining what we can learn, as well as what we shouldn’t, from online wine investing.
Industry Insight Reflections
Climate Change and Financial Planning
Climate change is one of the most dominant topics in world news, particularly climate emergency. Although the majority seem to be getting on [...]
News
Conversations with friends
I was recently asked to become The Verve Foundation’s Ambassador for Education and it’s one of my main goals to #BreakTheTaboo surrounding talking about money. [...]
Reflections
The Importance of File Checks
Whilst It’s tempting to grunt at the idea of combing through countless reports, illustrations, and phonebook-sized provider KFDs, what if you were missing [...]
Industry Insight
Checks and Balance
File checking in a business is generally completed because it has to be done. It’s a chore. One that may not necessarily fall [...]
FinTech Popular
An evening of Ctrl. Alt. Meet.
Despite the name, there were no Zoom links. For the first time in nearly two years, together with our friends at Haystack and [...]
Industry Insight Press Reflections
The backbone of advice firms
Financial administrators provide invaluable support for financial advice firms and financial administration should be considered a career in its own right, says Sophie Wilkin, [...]
Industry Insight Reflections
Report Templates: the pros and cons
When it comes to documenting advice, we know that time and resource can be an issue. As advisers and planners, as much of [...]
Industry Insight Press
Compliance, data migrations, and lessons learned from online wine investing
Good financial advice compliance is rarely front-page news, but It doesn’t have to be boring. In this episode of The WealthTech Show, Cathi [...]