MASTER: DB Transfers

Why should I attend?

The defined benefit pension transfer market has undergone considerable change in the last few years, and it feels like the market has been chasing its tail off the back of pension freedoms. Now the regulatory changes seem to have settled, we’ll use this workshop as a chance to look at the defined benefit market, look at the context that prompted the changes, exactly what the changes were and how to effectively continue to provide quality advice in this area.

We’ll cover:

  • Triage.
  • Abridged.
  • Non-contingent charging.
  • KYC.
  • Attitude to transfer risk.
  • Cashflow.
  • APTA & TVC.
  • Suitability report one-page summaries.

During this half-day session, we’ll look at best practices and how your files need to look from both a client and a compliance perspective.

Who’s hosting?

Christian Markwick, Head of Adviser Support – Apricity Compliance

Having been an adviser, Training and Competence Manager & CF10/CF11 in the industry for many years, Christian is very well placed to understand what makes firms tick, what many are trying to achieve and how to assist them in getting there.

Alanis Daniel, Regulatory Support – Apricity Compliance

Alanis joined Apricity through The Grad Scheme in 2019. She provides compliance support to Apricity’s firms, working more on the regulatory side of the business undertaking file checks, technical queries and is responsible for keeping up to date with FCA updates and new regulations.

MASTER: DB Transfers


When? 2nd December 2022
Where? Online
Cost? £145 + VAT for clients of The Verve Group or £195 + VAT for non-clients

 

Date

Dec 02 2022
Expired!

Time

9:30 am - 1:30 pm

Location

Online
Apricity Compliance

Organizer

Apricity Compliance
Phone
01325 952 969
Email
hello@apricitycompliance.co.uk
Website
https://apricitycompliance.co.uk/
Book Now