MASTER: The Role of the Money Laundering Officer

Money Laundering

This workshop explores the responsibilities of an SMF17 – exactly what the regulator expects from you, and how you can effectively manage your firm. We will talk over the key processes you need to be aware of, and any pitfalls to avoid! 

Why should I attend?

At the end of the workshop delegates will be able to: 

  • Fully understand the role of MLRO and the regulatory reporting requirements that come with the role. 
  • Be able to effectively carry out the prescribed responsibilities of compliance oversight. 
  • Have guidance on how to build the correct culture within your firm in respect of both compliance and AML. 
  • Gain the knowledge & skills to establish your own systems & controls (SYSC) that can sufficiently highlight the day-to-day running of the business and the firm’s current compliance positions. 
  • Be able to identify what relevant processes, controls, and structures are in place to ensure the firm is operating within the FCA’s handbook rules and how to create them if needed. 
  • Record the workshop as 3.5 hours of structured CPD. 

Our MASTER events are renowned for being interactive sessions with small delegate numbers to ensure that each attendee receives the same level of support – just as you would in a face-to-face environment. Be prepared to get involved and learn from not only us, but your peers too.  

When? 18th October 2023
Where? Online
Cost? £174 + VAT for clients of The Verve Group or £240 + VAT for non-clients.

Date

Oct 18 2023
Expired!

Time

9:30 am - 1:00 pm

Location

Online
The Verve Group

Organizer

The Verve Group
Phone
01325 952116
Email
hello@weareverve.co.uk
Website
https://weareverve.co.uk
Book Now