MASTER: The Role of the Supervisor

We live in an ever-changing world of regulation. It’s a minefield (perhaps often, feels more like a battlefield?). But fear not, this workshop is specifically designed to improve the level of supervision within your firm, enabling you to get the most out of your supervisors, advisers, and everyone reducing risk across the whole company.

Why should I attend?

At the end of the course, delegates will be able to:

  • Explain the regulatory background and T&C rules.
  • Understand what the role of the supervisor is and what makes a good supervisor in the FCA’s eyes.
  • Consider spans of control and how data/KPIs can assist you.
  • Conduct effective observation meetings, giving appropriate feedback and setting follow-up objectives.
  • Understand what a fit and proper assessment look like.
  • If the worst happens, understand how to conduct rules breaches/disciplinary hearings.
  • Record the workshop as 3.5 hours of structured CPD.

Our MASTER events are renowned for being interactive sessions with small delegate numbers to ensure that each attendee receives the same level of support – just as you would in a face-to-face environment. Be prepared to get involved and learn from not only us, but your peers too.

When? 18th January 2023
Where? Online
Cost? £174 + VAT for clients of The Verve Group or £240 + VAT for non-clients.

Date

Jan 18 2023
Expired!

Time

9:00 am - 12:30 pm

Location

Online
The Verve Group

Organizer

The Verve Group
Phone
01325 952116
Email
hello@weareverve.co.uk
Website
https://weareverve.co.uk
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