MASTER: World-Class Files
Our brand new workshop, MASTER: World-Class Files will elevate your current processes to the next level.
During this half-day session, we will take you through what the FCA look for in terms of suitability and disclosure. We’ll focus on practical examples of how to easily implement this within your firm’s client files and suitability reports. We will also cover how your firm’s process’ feed back into the suitability and disclosure of your files.
This workshop will be delivered in our usual style, interactive with small delegate numbers to ensure that you get the most out of the sessions. Sharing best practices and learning how other firms approach situations is the name of the game for this style of event.
Find out more about our MASTER events below:
Christian Markwick, Head of Adviser Support – Apricity Compliance
Christian is Apricity’s Head of Adviser Support. Having been an adviser, T&C Manager & SM16/17 for many years, he is very well placed to understand what makes firms tick, what many are trying to achieve and how to assist them in getting there.
Alanis Daniel, Compliance Support – Apricity Compliance
Alanis provides compliance support to Apricity’s firms, working more on the regulatory side of the business undertaking file checks, technical queries and is responsible for keeping up to date with FCA updates and new regulation.