TALK: Financial Promotions (the do’s and don’ts)

When we asked advisers what they were missing most about face to face events, the answer was unanimous; the networking and sharing of best practice. With this in mind, we have structured our TALK webinars to include just that.

Each one is an hour long and will feature two industry-leading speakers, both sharing expert content on a specific theme within their field, but from two different points of view. During the session, delegates will be split off into working groups to discuss and share best practice – bringing back that much-desired networking.

Find out more about the structure by watching this video:

What are we talking about?

Advertising your business, funds and services are a key way to get new business. However, what we say to customers and the way we market ourselves can put us into regulatory hot water.

We will look at financial promotions, what makes a good one and what pitfalls should be avoided. In particular, we will look at what the regulatory requirements are and how you can ensure that you meet these requirements. We will also look at what makes a good financial promotions policy, when to include risk warnings and how to ensure that your posts on social media meet their regulatory requirements.

You will get the opportunity to discuss your own experiences and best practice with other delegates.

Who’s talking?

Christian Markwick, Head of Adviser Support – Apricity Compliance.

Christian is Apricity’s Head of Adviser Support. Having been an adviser, T&C Manager & SM16/17 for many years, he is very well placed to understand what makes firms tick, what many are trying to achieve and how to assist them in getting there.

Alanis Daniel, Compliance Support – Apricity Compliance.

Alanis provides compliance support to Apricity’s firms, working more on the regulatory side of the business undertaking file checks, technical queries and is responsible for keeping up to date with FCA updates and new regulation.

How do I sign up?

Simply click below.


Oct 01 2021


11:00 am - 12:00 pm


Apricity Compliance


Apricity Compliance
01325 952 969


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