Creating your firm’s DNA.

The service

Helping you build the blueprint for your business.

Product Governance (PROD) guidelines introduced by MiFID II mean that a full review and segmentation of your client bank is now a regulatory requirement; but is still rarely done and documented as it should be. Leading on from this, is an understanding of the best investment proposition for your client segments (Centralised Investment Proposition) and then, a review of the platforms or providers that can best facilitate your client needs (Platform Due Diligence).

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The benefits

Building the foundations of your firm and offering together, in a cohesive and structured way, will mean:

Know your clients, understand their needs and build appropriate client segmentation rules. This will simplify, and thus de-risk your business, as well as enabling you to ensure you are working in a profitable manner.

Provide consistency across your business, for both existing advisers and future ones. Centralise your advice proposals saving you time in the future, eliminating the need for research and analysis on a case by case basis.

Build a robust centralised file which covers all aspects of PROD, CIP & PDD, ensuring you are set for the future. Speaking of future, we’ve also got the future proofing underway in the form of annual reviews.

The brochure

Want to find out more?

Download our brochure to learn more about the DNA service and how we can help you to create your firm’s fingerprint.

Download here

The options

What do we cover?

Our proposition team can help you with one or more of the following. Discounts are available for multiple services too – get in touch to find out more.

The final document is fantastic! Very clear and infinitely better than anything I could have produced.

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Tim Walsham

Claritas Wealth Management Ltd

Let’s talk

Want to know more about our DNA service and how it can work for you?

Get in touch to learn more and chat with our experts about how we can best support you and your firm.

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Business Support

Our team are experts in the running, growing and exiting of financial advice businesses, no matter what level of support you need.

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Paraplanning Service


We are an award-winning specialist provider of flexible, timely and professional paraplanning and administrative support services to support your firm.

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