Time to level up your regulatory support.

The service

A range of regulatory resource.

Our regulation support, initially known as the Apricity brand since 2017, doesn’t just focus on file checks and documents, but instead on really getting to know your business. We work with you on your business goals and client journey, to build and embed a framework that underpins your entire business, meaning that compliance isn’t a separate department, but an inherent part of every aspect of your firm. We think of it less as a service, but more of a movement in finance and a chance to redefine what compliance means and how it should be considered a positive part of your business.

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The brochure

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The details

Regulation done the Verve way.

Ongoing compliance support from our consultants, with a quarterly check-in to ensure your business is on track.

Including pragmatic advice to enhance your overall business process.

To review the overarching structure and supporting documents of your compliance framework.

Supporting with RegData, Variation of Permissions and other FCA reporting.

Quarterly compliance sessions that you can attend independently on a PAYG basis.

Past business reviews assessing any potential liability.

Compliance officer support; someone to come in and do the doing.

To ensure an effective, and impartial approach.

Personal and proactive. The quarterly check-ins work really well, any queries are answered quickly and the documents provided are a massive timesaver.

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Tim Walsham

Claritas Wealth

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Compliance Support

We offer a fresh approach to compliance, working with advisers to embed technology & structure within their firm, to ensure they are at all times, fully compliant.

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Consumer Duty

Consumer Duty

It may seem all-consuming, but we’ve got your back. From regulatory help to resource, from PROD to paraplanning, we’ve got you covered.

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