Consumer Duty may seem all-consuming, but we’ve got your back. From regulatory help to resource, from PROD to paraplanning, we’ve got you covered! Take what you need from the options below to help you towards the implementation deadline of 31st July 2023.
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It’s here! Consumer Duty is upon us and it’s all-consuming. The final guidance shows that the FCA is clearly expecting a major shift in culture and behaviour across the industry – but how do we implement this? The introduction of the new Consumer Principle to the already existing Principles for Business highlights the whole focus behind Consumer Duty: positive client outcomes, and consistently putting the client at the centre of the decision-making process. This is not the ‘TCF on steroids’ regulation of many rumours, the FCA is changing direction – are you ready to follow?
Designed to break down the rules and help you consider how they are implemented into your business.
A handy checklist to help you review or create documents in line with the new rules.
Catch up on Apricity’s latest Consumer Duty special where the team are joined by EV’s Paul Hogg.
Get access to more resources such as Blueprint and Board templates by signing up to our Lite tech for £1 pm.
UNTIL THE IMPLEMENTATION DEADLINE
Consumer Duty Support Programme
A series of monthly workshops, each concentrating on one specific topic with which firms have requested additional support, such as PROD segmentation and fair value assessments.
From regulatory support, compliance templates, reviews, policies and procedures – to testing, risk assessments and final plan reviews, Apricity have got your back through Consumer Duty!
Need to free up some time to do what you do best? Well our experts at Para-Sols can help with all things paraplanning, not just reports! Choose as much or as little support as you need.
Want to get into the nitty gritty? Our brand new Consumer Duty e-learning module is jam packed with examples, activities and all you need to know about regulation. Make learning colourful with The Art of Finance.
Our templates team are on hand to make sure all of your advice is up to scratch, on brand and compliant, keeping communications consistent across your firm and throughout the advice journey…
PROD, CIP & PDD
We can help you build a blueprint for your business with our DNA service. Know your clients, understand their needs, make sure you have the services to help them achieve their goals – what more could you want?