The service
Personalised support for your business.
We really care about adviser businesses, and it’s not just about whether they are compliant. We want to know your goals and plans so we can help you achieve them. This could be to stay exactly as you are, and just relieve your compliance worries, or could be to scale and grow, recruit and other exciting but challenging things. Whatever it is, we’ll work with you to build a roadmap to achieve your ambitions.
The brochure
Want to find out more?
Download our brochure to find out more about our compliance consultancy.
The options
We have two options:
All regulatory support is underpinned by our ground breaking technology, giving you oversight of your business and regulatory needs at the touch of a button.
Fully Managed
Our fully managed service, where we undertake a full audit of your firm, at least once a year. In addition, you will benefit from a quarterly check in, where your consultant will ensure you are fully up to date with all regulatory changes.
Light Touch
Our light touch service, where you simply let us know how many times a year you would like some compliance support, and we tailor your service accordingly.
Compared to my previous compliance provider you really have saved me countless hours – thank you! Compliance always feels like it’s a mountain to climb, but it’s much easier with you guys supporting us
Annetts & Orchard
Let’s Talk
Want to know more about our compliance consultancy and how it could work for you?
Get in touch to learn more and chat with our experts about how we can best support you and your firm
Book a chat Send us an email
Consumer Duty
It may seem all-consuming, but we’ve got your back. From regulatory help to resource, from PROD to paraplanning, we’ve got you covered.
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Regulation
Experience has taught us that often firms know what is needed, they just don’t have the time to implement it themselves – that’s where we can help.
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