A positive compliance experience.
Our compliance service, established in 2017 and currently powered by the Apricity brand, was originally borne from a desire to deliver a positive, pragmatic and useful compliance experience to the often-deemed oppressing world that can be financial regulation.
Producing top quality files should be a given for any firm, but with the ever-changing nature of regulation, an external pair of eyes really does make all the difference. In addition to gaining peace of mind that you’re on the right side of the FCA, our file checking service provides valuable insight in identifying trends appearing at certain parts of your advice journey.
Producing top-quality, compliant files for all.
Industry leading turnaround times.
Clients can expect to receive their files back in 5 days. Or pre-sale file checks have the ability to be back in 3 days. Yep. 3 days.
Highlighting the good.
We provide practical, helpful feedback, including highlighting the good.
Helping prevent future issues.
We’re pragmatic in offering any process changes that can prevent future issues.
Our file checks are priced competitively, meaning compliance isn’t cost prohibitive for any firm.
We’re not “only” compliance people; we understand the full advice process and so provide common sense feedback.
We apply common sense.
We don’t assume that if something’s not on the file it doesn’t exist. We chat with you, askfor anything we need, and review the case in its entirety.