Compliance 101

Want to know more about what a compliance professional does, and quiz the experts on best practices, advice and tips? Then look no further!

Compliance. In financial services. You could be forgiven for thinking that it doesn’t sound like the most thrilling career in the world. But you just might be surprised. The role of the compliance professional has never been more critical to meet the ever-changing and increasing legal and regulatory demands, as well as embedding a culture of ‘doing the right thing’. With this in mind, we wanted to bring in the experts from our sister company, Apricity Compliance, to get their insights on the compliance role, and bust some myths!

In this informal (and free!) Q&A style webinar, we’ll put our colleagues from Apricity Compliance in the hot-seat and quiz them on what a compliance professional does, their experiences of both training staff and being in the role (along with any challenges they have faced along the way!), and any advice they would give for someone looking to get into the profession. From learning to interpret new regulations, to carrying out file checks – we’ll be talking all things compliance!

Here at The Art of Finance, we love a bit of audience participation, so feel free to submit any burning questions you might have before the day and we’ll be sure to put them to the experts. Click here to submit your questions.


Nov 25 2021


11:00 am - 12:00 pm


The Art of Finance


The Art of Finance
01325 952 542
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