The Context
Consumer Duty: So what now?!
Consumer Duty may seem all-consuming, but we’ve got your back. From regulatory help to resource, from PROD to paraplanning, we’ve got you covered! Take what you need from the options below. Can’t see something you want?
If you were looking forward to the implementation date of Consumer Duty to stop hearing about it, then you were sadly disappointed. Consumer Duty is the regulatory landscape of the future, similarly to how MiFID II and SM&CR are all part of the everyday lives of financial planning firms, the Duty is the same (if anything, more prevalent). The exhaustion from the phrase is warranted, it is EVERYWHERE. For some it’s hard to see the woods from the trees with the Duty, so we thought we’d do a handy little recap of where we are and what you need to do to be compliant for all matters concerning Consumer Duty. And it might not be as much as you think….
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